Job Description

Compliance Associate – Private Equity Firm

Location: Boston, MA

Experience: 2-5 years

Type: Full-time

About the Firm:

Join a leading, dynamic private equity firm dedicated to driving long-term value across diverse investments. Our collaborative, high-performance environment values innovation, integrity, and professional growth.

Position Overview:

We are seeking a Compliance Associate to support and enhance our firm’s regulatory and compliance framework. This generalist role offers exposure to a wide range of compliance functions, making it an excellent opportunity for a proactive, detail-oriented professional eager to grow within the private equity space.

Key Responsibilities:

• Regulatory Compliance: Assist with ensuring adherence to SEC regulations, including the Investment Advisers Act of 1940, and other applicable laws.
• Policies & Procedures: Maintain and update the firm’s compliance policies, ensuring alignment with current regulations and best practices.
• Monitoring & Testing: Conduct periodic reviews, surveillance, and testing of key compliance areas, including personal trading, marketing materials, and outside business activities.
• Employee Training: Support the development and delivery of compliance training programs to ensure firmwide awareness and understanding of regulatory requirements.
• KYC/AML: Assist with investor onboarding, performing due diligence checks and ensuring Anti-Money Laundering (AML) and Know Your Customer (KYC) requirements are met.
• Recordkeeping & Reporting: Maintain accurate compliance records and support regulatory filings such as Form ADV, Form PF, and other disclosures.
• Ad-Hoc Projects: Collaborate with Legal, Finance, and Operations teams on various initiatives, audits, and special projects.

Qualifications:

• Experience: 2-5 years of experience in a compliance, legal, or regulatory role — preferably within private equity, asset management, or financial services.
• Education: Bachelor’s degree required. A background in finance, business, or law is a plus.
• Knowledge: Familiarity with SEC regulations, Investment Advisers Act, and private fund structures is highly preferred.
• Skills: Strong analytical, communication, and organizational skills with a proactive, problem-solving mindset.
• Tech Savvy: Proficiency in Microsoft Office, compliance platforms, and document management systems.

Why Join Us?

• Gain broad exposure to all aspects of private equity compliance in a generalist role.
• Work alongside a collaborative and experienced team committed to professional development.
• Be part of a high-growth firm making an impact across diverse industries.
• Competitive compensation and comprehensive benefits package.

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